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Direct Dial: +44 (0)20 3400 4141 Email: Russell.Clifford@bclplaw.com Web: www.bclplaw.com.
endobj endobj 6 0 obj In January 2016 the European Commission reached a significant milestone when it imposed fines in the twentieth cartel settlement case. Fintech regulation, managing global reporting expectations and new developments in regulatory enforcement were among the main themes discussed at the seminar. Georgina James from BCLP. Rickie Griggs. << Verity Waington Partner at Bryan Cave Leighton Paisner. London-based partner Daniel Csefalvay said a measured approach was needed to ensure regulators understood the underlying technology and the risk factors involved before attempting to regulate fintech. /Type/ExtGState Polly James Partner at BRYAN CAVE LEIGHTON PAISNER LLP. https://bclp.legal/33hjqVY . services sectors. Liked by Simon Kenley. /Tabs/S ",#(7),01444'9=82 /CS/DeviceRGB /Contents 9 0 R /ExtGState Workplace conduct featured prominently. /F3 4 0 R /Subtype/TrueType
Many of the benefits of settlement, for both the Commission and the settling parties, have been realised since the procedure’s inception in 2008. Fladgate Two hires for Fladgate in this edition. endobj Verity Waington.
View James Marshall’s profile on LinkedIn, the world's largest professional community. That meant an even greater focus on senior managers and work culture, even to the extent of encouraging ‘psychological safety’ and protecting whistle-blowers who report issues.
/ca 1 endobj This continues to be a time of significant change and this pace of change is one consistent theme we’ve seen over the past decade.” << /Font London partner Polly James said non-financial misbehaviour was now seen as equally as important as, for example, market abuse. /BM/Normal That meant an even greater focus on senior managers and work culture, even to the extent of encouraging ‘psychological safety’ and protecting whistle-blowers who report issues. /Subtype/TrueType >> >> >> Speaking at a seminar held in London recently by Bryan Cave Leighton Paisner (BCLP), Nausicaa Delfas, the head of international at the Financial Conduct Authority (FCA), said the UK had been at the forefront of establishing international regulatory standards and would “continue to engage with the future EU agenda”. /Type/Font /GS7 5 0 R The discussion closed with a consideration of trends in regulatory enforcement, both in the UK, and elsewhere. /GS8 6 0 R The event also discussed global reporting expectations, both from a regulatory perspective, in terms of expressed FCA priorities, and from a risk management one, given the prevalence of whistle-blowers and intra-regulatory communications. Russell Clifford’s Activity.
/Resources /Image10 7 0 R A senior UK regulatory official has pledged to keep the UK at the forefront of international financial regulation and underlined its common priorities with the EU post-Brexit. /LastChar 32 /Encoding/WinAnsiEncoding
/F1 2 0 R endobj /F2 3 0 R >> James advises international families, trustees and family offices on cross-border taxation and estate planning issues. /BaseFont/ArialMT London partner Polly James said non-financial misbehaviour was now seen as equally as important as, for example, market abuse. /Type/Page 2 0 obj /Name/F2 As Nathan Willmott, who co-heads the firm’s white collar group, concluded: “There is a lot to absorb, in terms of the global consequences for our firms of issues in a range of jurisdictions and how to manage them collectively.
%PDF-1.5 >> /Type/Font << /Encoding/WinAnsiEncoding /Widths 13 0 R
Direct Dial: +44 (0)20 3400 4141 Email: Russell.Clifford@bclplaw.com Web: www.bclplaw.com.
endobj endobj 6 0 obj In January 2016 the European Commission reached a significant milestone when it imposed fines in the twentieth cartel settlement case. Fintech regulation, managing global reporting expectations and new developments in regulatory enforcement were among the main themes discussed at the seminar. Georgina James from BCLP. Rickie Griggs. << Verity Waington Partner at Bryan Cave Leighton Paisner. London-based partner Daniel Csefalvay said a measured approach was needed to ensure regulators understood the underlying technology and the risk factors involved before attempting to regulate fintech. /Type/ExtGState Polly James Partner at BRYAN CAVE LEIGHTON PAISNER LLP. https://bclp.legal/33hjqVY . services sectors. Liked by Simon Kenley. /Tabs/S ",#(7),01444'9=82 /CS/DeviceRGB /Contents 9 0 R /ExtGState Workplace conduct featured prominently. /F3 4 0 R /Subtype/TrueType
Many of the benefits of settlement, for both the Commission and the settling parties, have been realised since the procedure’s inception in 2008. Fladgate Two hires for Fladgate in this edition. endobj Verity Waington.
View James Marshall’s profile on LinkedIn, the world's largest professional community. That meant an even greater focus on senior managers and work culture, even to the extent of encouraging ‘psychological safety’ and protecting whistle-blowers who report issues.
/ca 1 endobj This continues to be a time of significant change and this pace of change is one consistent theme we’ve seen over the past decade.” << /Font London partner Polly James said non-financial misbehaviour was now seen as equally as important as, for example, market abuse. /BM/Normal That meant an even greater focus on senior managers and work culture, even to the extent of encouraging ‘psychological safety’ and protecting whistle-blowers who report issues. /Subtype/TrueType >> >> >> Speaking at a seminar held in London recently by Bryan Cave Leighton Paisner (BCLP), Nausicaa Delfas, the head of international at the Financial Conduct Authority (FCA), said the UK had been at the forefront of establishing international regulatory standards and would “continue to engage with the future EU agenda”. /Type/Font /GS7 5 0 R The discussion closed with a consideration of trends in regulatory enforcement, both in the UK, and elsewhere. /GS8 6 0 R The event also discussed global reporting expectations, both from a regulatory perspective, in terms of expressed FCA priorities, and from a risk management one, given the prevalence of whistle-blowers and intra-regulatory communications. Russell Clifford’s Activity.
/Resources /Image10 7 0 R A senior UK regulatory official has pledged to keep the UK at the forefront of international financial regulation and underlined its common priorities with the EU post-Brexit. /LastChar 32 /Encoding/WinAnsiEncoding
/F1 2 0 R endobj /F2 3 0 R >> James advises international families, trustees and family offices on cross-border taxation and estate planning issues. /BaseFont/ArialMT London partner Polly James said non-financial misbehaviour was now seen as equally as important as, for example, market abuse. /Type/Page 2 0 obj /Name/F2 As Nathan Willmott, who co-heads the firm’s white collar group, concluded: “There is a lot to absorb, in terms of the global consequences for our firms of issues in a range of jurisdictions and how to manage them collectively.
%PDF-1.5 >> /Type/Font << /Encoding/WinAnsiEncoding /Widths 13 0 R